Neuberger Berman Operations Analyst in New York, New York
Regulatory Reporting is a New York based team who is responsible for overseeing Firm level as well as private fund level obligations to various regulatory bodies such as the SEC, CFTC and others. Working alongside a global team, the successful candidate will be a confident, analytical self-starter who will partner closely with key stakeholders across the firm to ensure all regulatory reporting requirements are met. The successful candidate will be tasked with accurately following through on defined regulatory requirements to ensure complete and timely data sourcing, analysis and compliance with all key deliverables across the region.
Oversight of several key functions within Regulatory Reporting to ensure proper execution and compliance for all US Regulatory obligations.
Production support: review quarterly filing scope, data integrity checks, quarterly filing preparation
Day-to-day support of new/ongoing Regulatory Reporting processes, liaising with Legal/Compliance, Business and Support and Control groups, as well as 3rd party administrators to ensure compliance with regulatory requirements.
Develop and maintain policies and procedures, including the designing and documenting of process flows and business requirements.
Provide updates and status checks across various levels of management.
Knowledge of SQL, Python or equivalent.
General product knowledge (Equities, Fixed Income, Options, Alternatives and Derivatives).
Must be proficient in MS Office suite of products – MS Excel, MS Word, and MS PowerPoint.
Results-driven and focused team player with strong problem-solving, analytical, and organizational skills, able to create positive and productive work environment.
Energetic, detail-oriented multi-tasker able to follow through on complex tasks to ensure accuracy and completion.
Neuberger Berman is an equal opportunity/affirmative action employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact firstname.lastname@example.org .
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Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 23 countries worldwide, the firm manages $437 billion in client assets (as of September 30, 2021) across a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally.
Tenured, stable and long-term in focus, the firm has built a diverse team—including 600-plus investment professionals and more than 2,400 employees in total—united in their commitment to delivering client outcomes and investment excellence. It is our people who define our culture and have enabled us to be recognized by Pensions & Investments as the first or second "Best Place to Work in Money Management” for last five consecutive years (firms with 1,000+ employees).
EQUITY, INCLUSION & DIVERSITY
Neuberger Berman strongly embraces the principles of Equity, Inclusion and Diversity (“EID”) — they are deeply engrained in our culture and are a fundamental part of our long-term business strategy. We firmly believe in fostering an environment, in which all of our people are respected and have an equitable opportunity to flourish and be their best selves. We believe having a diversity of perspectives strengthens our ability to deliver attractive outcomes for our clients and makes us a better organization.
Empowering is about our people having a voice and the ability and autonomy to contribute materially to the firm. As an employee-owned firm, we lean heavily on employee feedback and guidance, including through a series of surveys (e.g., our anonymous employee engagement survey and topic specific pulse surveys). We also provide many opportunities to contribute outside of the day-to-day, including through cross functional committees and firm-wide projects.
Developing is about our people having the resources, tools, and experiences to grow professionally and personally. As part of this, our colleagues and managers can leverage a broad array of offerings on our HCM Learning platform as part of a personalized career path plan that focuses intently on individual circumstances and objectives.
Supporting is about our people having the opportunity to be themselves, connect within NB and live a balanced life. Our Employee Resource Groups help to drive a greater sense of fellowship and build stronger connections across our firm. Through NB Wellness, NB Impacts (philanthropy) and Employee Investment Solutions (financial wellness), we take a holistic approach to ensure our colleagues have the resources they need to realize their personal goals.
Our people and our culture are our greatest assets. We remain deeply committed to our EID values and to ensuring Neuberger Berman remains a best-in-class place to work.
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